The derivative gives the gradient of a curve at any point. Put in one \(x\)-value and you have the gradient of the tangent there, and so the tangent and the normal. Set the derivative equal to zero and you find the stationary points, where the curve turns; the second derivative, or the sign of the gradient either side, tells you which are maxima and which are minima.
At the point \((x_{1}, y_{1})\) on a curve, the tangent has gradient \(m = \dfrac{dy}{dx}\) evaluated at \(x_{1}\), and equation \(y - y_{1} = m(x - x_{1})\). The normal is perpendicular to the tangent, so its gradient is \(-\dfrac{1}{m}\). Stationary points are where \(\dfrac{dy}{dx} = 0\). If \(\dfrac{d^{2}y}{dx^{2}} < 0\) there, the point is a maximum; if \(\dfrac{d^{2}y}{dx^{2}} > 0\), a minimum. If the second derivative is zero or awkward, check the sign of \(\dfrac{dy}{dx}\) just either side: \(+\) then \(-\) is a maximum, \(-\) then \(+\) is a minimum.
Fig. 1: the curve y = x³ - 6x² + 9x + 1 with its tangent (gradient -3) and normal (gradient 1/3) at P(2, 3). The gradient is zero at the maximum (1, 5) and the minimum (3, 1)
Section 01
Gradients, tangents and normals.
Differentiate, then substitute the \(x\)-coordinate of the point: that number is the gradient of the curve, and of its tangent, at that point. The tangent touches the curve there; the normal passes through the same point at right angles to the tangent (Fig. 1). Two perpendicular gradients multiply to \(-1\), so if the tangent has gradient \(m\) the normal has gradient \(-\dfrac{1}{m}\).
Find the point. If you are given only \(x_{1}\), substitute into the equation of the CURVE to get \(y_{1}\).
Find the gradient. Substitute \(x_{1}\) into \(\dfrac{dy}{dx}\): this is \(m\), a number.
Multiply by 3: \(3y - 9 = x - 2\), so \(3y = x + 7\).
Answer: Tangent \(y = -3x + 9\); normal \(3y = x + 7\) (Fig. 1)
Worked example A triangle made by a tangent and a normal
The point \(P(2, 8)\) lies on the curve \(y = x^{2} + \dfrac{8}{x}\). The tangent and the normal at \(P\) meet the \(x\)-axis at \(A\) and \(B\). Find the area of triangle \(APB\).
Tangent: \(y - 8 = 2(x - 2)\), so \(y = 2x + 4\). At \(y = 0\): \(x = -2\), so \(A(-2, 0)\).
Normal gradient \(-\dfrac{1}{2}\): \(y - 8 = -\dfrac{1}{2}(x - 2)\), so \(y = -\dfrac{1}{2}x + 9\). At \(y = 0\): \(x = 18\), so \(B(18, 0)\).
Base \(AB = 18 - (-2) = 20\); the height is the \(y\)-coordinate of \(P\), which is 8.
Area \(= \dfrac{1}{2} \times 20 \times 8\).
Answer: \(80\) square units
Your turn
Find the equation of the normal to \(y = e^{2x}\) at the point where \(x = 0\).
At \(x = 0\), \(y = 1\) and \(\dfrac{dy}{dx} = 2e^{2x} = 2\). Normal gradient \(-\dfrac{1}{2}\): \(y - 1 = -\dfrac{1}{2}x\), so \(y = 1 - \dfrac{1}{2}x\), or \(x + 2y = 2\).
Examiner trap
The normal gradient is \(-\dfrac{1}{m}\): flip AND change the sign. \(\dfrac{1}{m}\) or \(-m\) on its own is wrong. And substitute into \(\dfrac{dy}{dx}\) before writing the line: \(y - 3 = (3x^{2} - 12x + 9)(x - 2)\) is not a straight line.
Section 02
A given gradient, and the stationary points.
Turn the question round: if you know the gradient, set \(\dfrac{dy}{dx}\) equal to it and solve for \(x\). 'Parallel to the line \(y = 2x + 5\)' means gradient 2. The most important case is gradient zero. A point where \(\dfrac{dy}{dx} = 0\) is a stationary point: the tangent there is horizontal, as at the maximum and minimum in Fig. 1.
Solve \(\dfrac{dy}{dx} = 0\) for every \(x\); factorise, never divide by an expression that could be zero.
Substitute each \(x\) into the equation of the curve to get the \(y\)-coordinate. A stationary POINT needs both coordinates.
\(e^{x}\), \(e^{-x}\) and \(e^{kx}\) are never zero, so in \(e^{-x}(1 - x) = 0\) only the bracket can be zero.
Worked example Points with a given gradient
Find the coordinates of the points on \(y = x^{3} - 3x^{2} - 7x + 4\) at which the tangent is parallel to the line \(y = 2x - 1\).
Parallel means the same gradient, 2: \(3x^{2} - 6x - 7 = 2\).
\(\dfrac{dy}{dx} = 0\) when \(x = 1\) or \(x = 2\).
\(x = 1\): \(y = 2 - 9 + 12 - 3 = 2\).
\(x = 2\): \(y = 16 - 36 + 24 - 3 = 1\).
Answer: \((1, 2)\) and \((2, 1)\)
Your turn
Find the stationary point of \(y = xe^{-x}\).
Product rule: \(\dfrac{dy}{dx} = e^{-x} - xe^{-x} = e^{-x}(1 - x)\). Since \(e^{-x} \ne 0\), \(x = 1\), and \(y = e^{-1}\). The stationary point is \(\left(1, \dfrac{1}{e}\right)\).
Examiner trap
Do not cancel \(x\) from \(3x^{2} - 6x = 0\) to get \(x = 2\) only: factorise, \(3x(x - 2) = 0\), and keep \(x = 0\) as well. And finish the job: 'find the stationary points' wants coordinates, not just \(x\)-values.
Stage 1 · Learn
Check your understanding
Four quick checks. Each correct answer earns XP and records this skill on your profile.
Quick check+10 XP
Find the gradient of the curve \(y = x^{3} - 4x\) at the point where \(x = 2\).
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The tangent to a curve at a point has gradient \(3\). What is the gradient of the normal at that point?
Quick check+10 XP
At what value of \(x\) does \(y = x^{2} - 6x + 2\) have a stationary point?
Quick check+10 XP
At a stationary point, \(\dfrac{d^{2}y}{dx^{2}} = -5\). What is the stationary point?
Section 03
Maximum or minimum: justify it.
Finding a stationary point is half the question; the other half is deciding its nature, with a reason the examiner can see. There are two valid methods, and you may use either unless the question names one.
Method
Maximum
Minimum
Second derivative at the point
\(\dfrac{d^{2}y}{dx^{2}} < 0\)
\(\dfrac{d^{2}y}{dx^{2}} > 0\)
Sign of \(\dfrac{dy}{dx}\) just left, then just right
\(+\) then \(-\)
\(-\) then \(+\)
Why it works: at a maximum the gradient falls from positive through zero to negative, so the gradient is decreasing and its derivative, \(\dfrac{d^{2}y}{dx^{2}}\), is negative. At a minimum the gradient increases, so \(\dfrac{d^{2}y}{dx^{2}}\) is positive. If \(\dfrac{d^{2}y}{dx^{2}} = 0\) the test tells you nothing, and you must use the signs of \(\dfrac{dy}{dx}\).
Worked example The second derivative test
Find the stationary points of \(y = x + \dfrac{4}{x}\) and determine their nature.
\(y = x + 4x^{-1}\), so \(\dfrac{dy}{dx} = 1 - 4x^{-2} = 1 - \dfrac{4}{x^{2}}\).
\(1 - \dfrac{4}{x^{2}} = 0 \Rightarrow x^{2} = 4 \Rightarrow x = 2\) or \(x = -2\); then \(y = 4\) or \(y = -4\).
At \(x = 2\): \(\dfrac{d^{2}y}{dx^{2}} = 1 > 0\), so \((2, 4)\) is a minimum.
At \(x = -2\): \(\dfrac{d^{2}y}{dx^{2}} = -1 < 0\), so \((-2, -4)\) is a maximum.
Answer: Minimum \((2, 4)\), maximum \((-2, -4)\). The maximum is LOWER than the minimum: these are local turning points on two separate branches of the curve.
Worked example When the second derivative is zero
Show that \(y = (x - 2)^{4} + 1\) has a stationary point at \((2, 1)\) and determine its nature.
\(\dfrac{dy}{dx} = 4(x - 2)^{3}\), which is 0 at \(x = 2\); then \(y = 0 + 1 = 1\).
\(\dfrac{d^{2}y}{dx^{2}} = 12(x - 2)^{2} = 0\) at \(x = 2\): the second derivative test fails.
Determine the nature of the stationary point \(\left(1, \dfrac{1}{e}\right)\) of \(y = xe^{-x}\), given that \(\dfrac{dy}{dx} = e^{-x}(1 - x)\).
Product rule again: \(\dfrac{d^{2}y}{dx^{2}} = -e^{-x}(1 - x) + e^{-x}(-1) = e^{-x}(x - 2)\). At \(x = 1\): \(-e^{-1} < 0\), so it is a maximum.
Examiner trap
Always write the conclusion with its reason, for example '\(\dfrac{d^{2}y}{dx^{2}} = -1 < 0\), so maximum'. A bare value of the second derivative, or 'maximum' with no working, loses the mark. And \(\dfrac{d^{2}y}{dx^{2}} = 0\) does not mean anything on its own: test the sign of the gradient either side.
Stage 2 · Exam
Exam-style questions
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Find the equation of the normal to the curve \(y = x^{2} - 3x + 1\) at the point \((3, 1)\).
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\(P(4, 4)\) lies on \(y = 2\sqrt{x}\). The tangent and the normal at \(P\) meet the \(y\)-axis at \(A\) and \(B\). Find the area of triangle \(APB\).
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Find the stationary points of \(y = x^{3} - 12x + 5\) and their nature.
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The curve \(y = e^{x} - 2x\) has one stationary point. Find it and state its nature.
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